Risk & Compliance Manager

Zürich, Zurich, SwitzerlandFull time

Description

Are you looking for an exciting and challenging job in a dynamic tech environment where you play an important part in the success of the company?

Do you want to join one of Switzerland's fastest growing Fintechs and be at the heart of decision making?

If so, we’d like to get to know you! Please apply with your full CV, a short motivation for your application together with references.

Your responsibilities:

• Oversee our products and processes from a regulatory, compliance and risk perspective and ensure adequate documentation, including KYC, AML, asset management and quantitative modelling.


• Maintain oversight on the regulatory landscape, understand changes and regulatory requirements for new markets


• Risk management (Identify, assess, monitor, report and suggest mitigation measures regarding risks our company faces)


• Manage regulatory projects and stakeholders such as regulators (e.g. FINMA).

Your typical projects:

• Manage our relationship with regulatory bodies (FINMA, SRO), prepare applications to be prudentially supervised by FINMA according to new regulation (FIDLEG)


• Oversee our KYC and anti-money laundering processes as well as data privacy regulation, manage our corporate guidelines and articles to ensure compliance with regulatory requirements


• Support our product development from a legal and regulatory perspective, plan necessary steps regarding future regulatory requirements (FIDLEG/FINIG/Mifid II)


• Further develop and document our quantitative models, e.g. portfolio optimization, strategic asset allocation, risk and return forecasts

Requirements

Your profile:

• Degree in economics/econometrics or similar or degree in law, preferrably with a background in financial risk modelling.


• 4+ years experience in managing regulatory compliance and risk management (or quantitative modelling) in the financial service industry.


• Experience in the Swiss market is a must have.


• Willingness to dive into relevant regulatory regimes such as Mifid II and FIDLEG/FINIG etc.


• Hands-on and organized, comfortable working in a fast paced environment, good communication skills in both German and English


• Self-motivated to take ownership and responsibility in a multi-disciplinary team


• You need to hold or be eligible for a work permit in Switzerland (e.g. via Swiss or EU/EFTA citizenship).

Benefits

We offer:

• An exciting and challenging job in a dynamic tech environment where you play an important part in the success of the company


• A unique culture that promotes open feedback, diversity, quick decision making, free from bureaucracy


• Competitive salary package at a solidly financed company.


• Modern offices in Zürich (near station Zürich Binz SZU, 2 stops from HB).

About us:
True Wealth is a Swiss Fintech success story: we are the leading provider of online wealth management solutions in Switzerland.
We service over 3'000 direct customers with an intuitive wealth management platform, and we are trusted by banks and financial institutions who use our technology to service their own clients.
We strive to make investing ever simpler, more transparent and emotionally tangible. We do so in the most cost efficient way, allowing to benefit our end users and institutional clients alike.

We do not work with recruitment agencies.