Compliance Officer for IB Compliance Switzerland 80-100 % #162077Switzerland-Switzerland - Region Zurich-Zürich |   Full-time (FT) | Corporate Functions | 

Job ID

 162077Legal & ComplianceEnglish

Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer

 

• A challenging and exciting position as Compliance Officer in the IB Compliance Switzerland department, which is responsible for providing compliance advice and monitoring of the Trading & Sales business located in Switzerland.


• As an independent function, you will monitor business activities and perform regular and ad-hoc compliance monitoring activities and risk assessments in order to minimize potential risks to the bank’s reputation and the violation of laws and regulations.


• You will maintain a working knowledge of local and international regulatory requirements (e.g. MiFiD II, FinfraG, FIDLEG, Dodd Frank, Volcker Rule, etc.) and stock exchange rules applicable to the Trading & Sales business and provide advice and guidance with regards to these requirements and any changes to the Trading & Sales business.


• You have the chance to participate in compliance related projects, initiatives and working groups. 


• As an internal project manager, you will be responsible for planning, managing and executing the function’s change initiatives.


• Provide consulting services to management as well as colleagues in the implementation and supervision of compliance topics. 


• Monitor regulatory and compliance requirements and document your assessments in Compliance reports.


• Cooperate and work collaboratively with relevant authorities and stock exchanges.


• Develop and issue policies and conduct compliance trainings.


• You will be part of a highly motivated team in a global, diverse and very dynamic environment.


• We are open to discussing flexible / agile working.

You Offer

 

• Higher Education (FH/University degree, preferably in economics or law and/or specific compliance training, e.g. Diploma of Advanced Studies in Compliance Management).


• Sound knowledge of financial products and markets.


• Multiple years of experience in banking, Compliance and / or Audit; experience in Trading & Sales functions would be an additional asset.


• You combine a solution orientated and pragmatic approach with analytical skills and the ability to work thoroughly and independently. 


• Excellent project management skills and ability to help drive successful plans and solutions.


• Excellent knowledge of Microsoft Office (Excel - Pivot, Vlookup -; PowerPoint) is a plus.


• You are a good communicator and enabler with a proactive approach who takes full ownership of his / her area of responsibility.


• As a trustworthy team player with strong organisational skills, concern for quality, timeliness and accuracy you are able to contribute to the team’s success.


• Your strong interpersonal, presentation and relationship-management skills, incl. the ability to partner with and influence colleagues at all levels enable you to quickly gain trust and build up effective relationships.


• You are a dedicated problem solver with a positive, empathetic personality and can-do attitude who enjoys handling multiple challenging priorities and assignments and is able to take clear decisions.


• Fluency in English is mandatory, good command of German desired.

*LI-CSJOB*

Ms. G. Wiendlocha is looking forward to your application
Please apply via our Career Portal.

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.